Policy Information
Nepotism
Effective
May 1 1992
Number
PER 2 11
Applicability
This policy applies to University Administrators Faculty and Staff
Administrative Authority
University of Louisville Board of Trustees Vice President for Risk Audit and Compliance
Responsible Unit
Conflict of Interest and Commitment Office
2301 S Third St
Phone: 502-852-7612
Email: coi@louisville.edu
History
Approved by the University of Louisville Board of Trustees on September 15, 2017 to be effective November 1, 2017.
Revision Date(s): March 8, 2016; September 15, 2017; May 8, 2020 (minor edits); September 23, 2020 (minor edits); June 4, 2024; May 12, 2026
Reviewed Date(s): September 15, 2017
Categories
Statement
The basic criteria for appointment and promotion of all university employees shall be appropriate qualifications and performance. Relationship to another university employee by family, marriage, or domestic partnership shall constitute neither an advantage nor a deterrent to any individual in appointment, promotion, transfer, compensation, hours, or other conditions of employment, provided the individual meets and fulfills the appropriate university appointment requirements and standards.
An employee of the university may not participate in any employment actions (see definitions) or enter into a personal services contract with a family member (see definitions).
In addition, no employee may serve as the immediate supervisor for, or be in the chain of command of, a family member. Furthermore, no employee shall have the same immediate supervisor as a member of their family.
Requests to manage relationships of family members that fall within the scope of this policy must be submitted in writing, in the form of a Nepotism Management Plan, to the university's Conflict of Interest and Commitment Office at coi@louisville.edu. Nepotism Management Plans will be reviewed for approval by the VP for Risk, Audit, and Compliance.
Related Information
Reasoning
The university has a responsibility to ensure that all activities are reflective of our Mission to educate and serve our community through teaching, research and service. Supervision of a family member or maintaining the authority to render employment actions affecting a family member create an inherent conflict of interest, or at a minimum give the appearance of a conflict of interest. The purpose of this policy is to instill confidence that the university is a place of excellence and inclusiveness, unencumbered by potential conflicts of interest that could reasonably be considered to affect the sound judgment of employees.
Definitions
- Family member: Spouse; domestic partner; mother; father; sister; brother; biological, adopted, or foster child; stepchild; legal ward; grandparent; grandchild; first cousin; aunt; uncle; niece; nephew; mother-in-law; father-in-law; sister-in-law; brother-in-law; daughter-in-law; son-in-law; grandparent-in-law; grandchild-in-law; or corresponding step-relatives; or corresponding relatives of the employee's partner; other persons for whom the employee is legally responsible; and anyone who stood in loco parentis to the employee as a child.
- Employment Action: Hire, promote, reclassify, manage/supervise, direct, evaluate, make salary recommendations, assign work or resources, approve leave requests, travel or expenses, give any benefit, or terminate employment.
- Nepotism: Favoritism in employment actions, granted through authority or influence by someone in a position of power, toward family members or others for whom the employee has a familial relationship.
Responsibilities
All supervisors are responsible for maintaining objectivity in their work relationships and avoiding situations which raise the question of nepotism or discrimination prohibited by this policy.
The VP for Risk, Audit, and Compliance, or designee is responsible for approving the Nepotism Management Plan.