tools Instruments and Procedures for Implementing Early Childhood and Family Support Practices CASE Asset-Based Context Matrix: An Assessment Tool for Developing Contextually-Based Child Outcomes Linda L. Wilson Donald W. Mott This CASEtool includes a description of the development and use of the Asset-Based Context (ABC) Matrix. The ABC Matrix is a contextually-based assessment tool for implementing an approach to early childhood intervention practices that emphasizes the importance of children’s learning in natural environments. It is designed to be used by practitioners and parents for identifying children’s interests and assets and promoting children’s learning opportunities and participation in everyday life experiences and activities. Its use increases the likelihood that interventions are implemented in everyday natural environments. IntroductIon The ABC Matrix is a contextually-based assessment tool that uses children’s assets (personal interests andabilities)asfactors promotingtheirparticipationin everyday natural learning environments. The tool provides practitioners and parents a useful way of gathering functional and meaningful information for developing contextually-based outcomes and implementing interventions and child learning activities in everyday natural learning environments. The reader is referred to Wilson, Mott, and Batman (2004) for a more complete description of the development and use of the assessment and intervention tool. The ABC Matrix is based on the premise that “natural environmentsare notplaces, buttheeveryday routines, experiences, and activities occurring in different social and nonsocial contexts as part of family and community life” (Raab & Dunst, 2004, p. 16). Figure 1 shows the assessment model that guided the development of the ABC Matrix. The model structures information gathering about children’s: (1) opportunities to express interests and assets, (2) use of functional and meaningful behaviors in purposeful everyday social and nonsocial activities, and (3) learning opportunities and participation in everyday activities. Information about each of these characteristics is obtained by identifyingthechild’severydayactivitiesthatconstitutethe fabric of a child’s life, and learning the opportunities that happen as part of family life, community life, and early childhood settings. The assessment model is guided by a particular approach to early childhood intervention practices that emphasizes the importance of having children both CASEtools is an electronic publication of the Center for the Advanced Study of Excellence in Early Childhood and Family Support Practices, Family, Infant and Preschool Program, J. Iverson Riddle Developmental Center, Morganton, NC. CASE is an applied research center focusing on the characteristics of evidence-based practices and methods for promoting utilization of practices informed by research. Copyright © 2006 Center for the Advanced Study of Excellence in Early Childhood and Family Support Practices April 2006 Volume 2, Number 4 CASE COMMUNITY LIFEEARLY CHILHOOD PROGRAMSChild Interests and Assets Everyday Learning Opportunities and Participation Functional and Meaningful Behavioral Interactions Child Outcomes COMMUNITY LIFEEARLY CHILHOOD PROGRAMSChild Interests and Assets Everyday Learning Opportunities and Participation Functional and Meaningful Behavioral Interactions Child Outcomes FAMILY LIFE Figure 1. Major components of the asset-based child assessment model. learn in natural environments and participate in development- instigating activities as part of everyday life (Dunst, 2005; Dunst et al., 2001; Dunst & Humphries, 2003). Based on an extensive review and synthesis of the early childhood literature, Dunst, Hamby, Trivette, Raab, and Bruder (2000) concluded that: • Children are more likely to engage in activities in which they are interested and at which they are capable. • Learning is enhanced when children engage in meaningful activities in everyday natural environments. • Participation in everyday activities increases when children have many opportunities to engage in interactions with people and objects that support and strengthen their abilities in naturally occurring ways. • Children are more likely to develop and perfect their interactive competencies with people and objects when they have numerous opportunities to engage in interactions that support and strengthen existing and emerging abilities in naturally occurring ways as part of everyday life. ABC MAtrix components The ABC Matrix includes seven assessment components: (1) contexts for learning, (2) the everyday activitiesthatoccurwithinthelearningcontexts,( 3)child interests and assets, (4) child functional and meaningful context-specific behaviors, (5) opportunities to use interests and assets, (6) participation in everyday activities as a means for strengthening child competence, and (7) newly afforded activities (possibilities) forfurther promotingandstrengtheningchildcapabilities. Taken together, information in each component is used to “paint a picture” of how best to provide a child interest-based learning opportunities in the context of everyday activities. contexts of Learning The ABC Matrix assesses a child’s everyday participationinthecontextsoffamilylife, communitylife, andearlychildhoodprograms(whereapplicable). Family life includes the day-to-day activities and events in whichachildandfamilyparticipate,suchashousehold routines and chores, holiday celebrations and special events, indoor and outdoor play, and family traditions and rituals. Community life includes activities and interactions the child and family have as part of outings to the park, recreation center activities, formal and informal religious events, and so forth. Early childhood program activities include ones that occur in childcare settings, mother’s day out programs, Head Start, play- groups, family resource centers, and other preschool settings. The reader is referred to Dunst, Hamby, Trivette, Raab and Bruder (2000) for a detailed list of everyday activities that are the context for child learning. Activity settings Activity settings are the everyday experiences in which a child spends time engaging in interactions with people and objects. These are naturally occurring routines and daily events, like getting ready for bed, eating meals, riding in the car, being read a story, neighborhood walks, playing outside on swings, and playing dress up. These different kinds of activity settings provide opportunities for a child to learn about and to express his or her interests and assets (Dunst & Bruder, 1999; Dunst & Hamby, 1999a, 1999b; Gallimore & Goldenberg, 1993; Raab, 2005). Activity settings offer opportunities for children to participate in and build upon their competencies in various settings with different materials and with a variety of people in diverse ways. Interests and Assets Interests are the child’s likes, preferences, and favorites that encourage engagement and participation in different activities and settings, and expression of existing competence and enhancement of new abili- April 2006 Volume 2, Number 4 2 CASE ties (Dunst, Herter, & Shields, 2000; Kellegrew, 1998). Interests include how the child spends time and what activities or events maintain his or her attention (Raab, 2005). Assetsareachild’sabilities,strengths,talents,and capabilities. A child is most likely to use his or her assets as the means for participating in everyday activity settingswhenlearningopportunitiesareinterest-based. Children’s assets include behaviors such as smiling, vocalizing, pointing, reaching, crawling, talking, and jumping. As children use their abilities to participate in different activities, they are able to strengthen these abilities and learn new skills. Functional and meaningful Behavioral Interactions Functionalandmeaningfulbehavioralinteractions refer to those skills that enable a child to produce a range of social-adaptive competencies, as part of participation in interest-based everyday activities, which in turn, promote and increaseparticipation ineveryday activityinindependent,competent,andsatisfyingways (Bricker, Pretti-Frontczak, & McComas, 1998; Wolery, 1989). The term functional is used specifically to mean the relationship between child behavior and its environmental consequences. Examples of children’s functional and meaningful behavioral interactions include, but are not limited to, using words to communicate a desiretogooutsidetoplay,usingacuptodrinkmilkat mealtime, and crawling across the floor to play with a favorite toy. opportunity The term opportunity refers to the number, frequency, and quality of the experiences occurring in activity settings that promote increased social and nonsocialchildparticipationineverydayactivity(Dunst, 2005; Kellegrew, 1998). According to Kellegrew (1998), participation in everyday activity requires simultaneous attention to two aspects of early childhood intervention: opportunity and ability—where the relationship between opportunity and ability is bidirectional and interdependent. Opportunity refers to the variety of everydayexperiencesandactivityprovidingthecontexts for expressing existing abilities and learning new competence. Ability refers to the behavior, skills, and competencethatarestrengthenedorlearned,andpermit increased child participation in every day family and community activity. Opportunity provides a context for competence expression, and improved ability provides childrentheskillsnecessaryforchild-initiated activity. participation Participation refers to the ways in which a child takes part in everyday activities. Participatory opportunities help a child strengthen existing abilities and learn new skills. Having as many opportunities as possible to participate in everyday activities helps a child to perfectalreadylearnedskills,elaborate on his or her abilities, and learn new ways to participate in different activities. possibilities Possibilities are the ways in which a child and family can increase the child’s opportunities to learn and participate in everyday activities (Dunst, Bruder, Trivette, Raab, & McLean, 2001; Kellegrew, 1998). They are the newly afforded opportunities and ways of participating in everyday experiences. Possibilities buildoncurrentopportunitiesandparticipationthatresultinnewwaysofinteractingwithobjectsandpeople, as well as increase the frequency, number, and quality of learning opportunities. AdmInIstrAtIon oF the ABC MAtrix The ABC Matrix includes four sections: (1) instructions for administering the scale, (2) child identification and background information, (3) a format for collecting assessment information, and (4) sample questions to conduct the assessment process. The first section includes instructions and definitions for each of the assessment components. The second section of the ABC Matrix is used to record child age, birth date, and gender, assessment setting(s), and other background information. The third section provides a framework for recording assessment information. The contexts of learning family life, community life, and early childhood programs are listed in the left and right columns of the recording page and the targets of assessment are listed across the top. The fourth section includes questions that practitioners can use for gathering information for each assessment components. Implementation The first step in administering the ABC Matrix isto introduce the ABC Matrix to the parent(s) and explain thepurposeoftheassessmentprocess. Thepractitioner explains that the ABC Matrix is an assessment tool for gathering and recording information about a child and family’s everyday life that is used to plan meaningful early childhood intervention outcomes. The practitioner further explains that a child learns best by having April 2006 Volume 2, Number 4 CASE the opportunities to do things the child likes to do and isgoodatdoing,andwhen(s)hehasopportunitiestodo these things in the context of everyday activities. Information Gathering The ABC Matrix focuses on three main sources or contextsoflearningopportunities(familylife,community life, and early childhood program activity) and six characteristicsofchildbehavior(involvementinactivity settings, interests, assets, functionality, opportunity, and participation) in these settings. Assessment information is gathered on the ABC Matrix by conversing with parents, and interacting with and observing the child in everyday natural learning environments. The informationisgatheredtypicallyinaninformalmanner ratherthanbyformallyadministeringthescale.Parents are asked to describe a typical day and the everyday, weekly, and special activities and events in which the child and family participate. The information on the ABC Matrix is used to developinterventionsthatbuildonchildren’sstrengths, assets, and opportunities to participate in everyday learning activities. The practitioner can do this in a number of different ways. Some practitioners might be comfortable asking the parent to tell them about the activities thatmakeuptheirdayandothersmightbeginbytalking about the child’s interests. Each practitioner uses their own style in a way that supports and strengthens the parent’s abilities to share information about their child and family. As the parent(s) describe their day, the practitioner records the information on the ABC Matrix assessment protocol. case example Table 1 includes examples of assessment information generated by a parent and practitioner in the context of three everyday family activities for one child. One of the child’s interests is playing in water. The parent reports that the child enjoys taking a bathandparticularlylikestosplashandkickinthewater. The practitioner records bath time as a family activity setting and splashing and kicking in the water as child interests. Moving his hands and kicking with his feet are two of this child’s assets and are noted on the recording form. The practitioner and parent continue to discuss and collect information about the child’s interactions with objects and people throughout the day until a complete picture of the child’s everyday activities, interests,assets,waysinwhichthechildusesthese interestandassets,andtheopportunitiesthechildisaf fordedarerecordedontheABC Matrix.Thisprocedure is followed for each learning context and each assessment component. This information helps the practitio ner and parent develop context-specific and functional intervention outcomes. For example, one outcome for this child is “Jimmy’s parents will provide him opportunities to engage in 2 to 3 activity settings such as bath time, water play, and swimming, to promote his kicking and splashing and expand on his water play to includetoysandobjects.” Thelikelihoodthat “Jimmy” will strengthen current abilities and learn new skills is increasedbyprovidinghimopportunitiestodowhathe likes to do and is good at doing in everyday learning activities. ImpLIcAtIons oF the ABC MAtrix For prActIce Work completed to date using the ABC Matrix indicates that the scale has three major implications for early childhood intervention. First, the ABC Matrix is an innovative assessment process that results in identification of useful and functional assessment information based on children’s participation in the contexts of everyday activities. The ABC Matrix is easily used by practitioners and parents as an assessment process focusing specifically on contextually-based everyday learning opportunities. Second, the ABC Matrix provides a simple but ef ficient way for practitioners and parents to gather asset basedandfunctionalinformationthatisconsistentwith the family’s values, interests, and priorities. Although the information generated is specific to each child and family, the organization of the information is based on conceptually sound principles and practices of early childhood development (e.g., Bricker, Pretti-Frontczak, & McComas, 1998; Bronfenbrenner, 1995; Dunst & Bruder,1999;Dunst,Bruder,Trivette,Raab,&McLean, 2001;Dunst,Herter,&Shields,2000;Hanft&Pilkington, 2000; Kellegrew, 1998; Wolery, 1989). Because of the specificity, functionality, and procedural relevance oftheinformation,theABC Matrix isparticularlyhelpful in developing intervention outcomes and strategies that can be implemented in children’s natural learning environments. Third, the ABC Matrix is a useful tool for systematically collecting and organizing information about changes in a child’s development and participation in everyday activities over time. Information is updated asneededasachild’sactivitysettings,interests,assets, April 2006 Volume 2, Number 4 4 CASE Table 1 Examples of Assessment Information Gathered in Each Assessment Component of the ABC Matrix in the Context of Family Life Assessment Components Functional/ Everyday Meaningful Activity Child Child Behavioral Learning Settings Interests Assets Interactions Opportunities Child Participation Learning Possibilities Bath Time Splashing the water; playing with boats Splashes Kicks his feet Uses hands and feet to splash water to get parents attention Bath time is everyday Has the chance to splash and is encouraged to push the boats Continue to encourage to push the boats Look for other activity settings where the child has the opportunity to splash in water Riding in the car Singing songs Bounces in car seat Will make sound to get music turned on Rides in the car to pick up brother everyday Will move to music; beginning to make sounds along with songs Use sounds to sing along with songs Look for other activity settings where the child has the opportunity to listen to music Spending Swinging Smiles Move legs while Gets to go to the Holds onto the swing, Use sounds to let parent time at the sitting in swing to park and swing one will move to get it to know he wants to swing park Sits in the get it to move again time a week go again swing; moves legs Look for other activity settings where the child has the opportunity to use sounds behavioral capabilities, opportunities, and participation change as a result of everyday life experiences. concLusIon The Asset-Based Context (ABC) Matrix is an assessmenttoolusefulforgatheringmeaningfulinformation for developing contextually-based child outcomes and implementing interventions and child learning activities in everyday natural environments. It is specifically designed to be used by practitioners and parents for identifying children’s personal interests and abilitiesandforpromotingchildren’sopportunitiesand participation in everyday life experiences and activities. Practitioner use of the ABC Matrix helps ensure that interventions are developed based on the everyday activities and routines occurring in the contexts of family and communitylife (i.e.,natural environments). This ensures, or at least increases the likelihood, that interventions have optimal positive benefits. Studies conducted with different groups of practitioners have found that the tool is considered both valid and useful for its intended purposes (Mott & Wilson, 2006; Wilson & Mott, 2005). reFerences Bricker, D., Pretti-Frontczak, K., & McComas, N. (1998). An activity-based approach to early inter vention (2nd ed.). Baltimore: Brookes. Bronfenbrenner, U. (1995). Developmental ecology throughspaceandtime:Afutureperspective. InP. Moen, G. H. Elder, Jr. & K. Lüscher (Eds.), Examining lives in context: Perspectives on the ecology of human development (pp. 619-647). Washington, DC: American Psychological Association. Dunst, C. J. (2005). Parent-mediated everyday child learning opportunities: I. Foundation and operationalization. CASEinPoint, 1(8). Dunst, C. J., & Bruder, M. B. (1999). Family and community activity settings, natural learning environments, and children’s learning opportunities. Children’s Learning Opportunities Report, 1(2), 1-2. Dunst, C. J., Bruder, M. B., Trivette, C. M., Hamby, D., Raab, M., & McLean, M. (2001). Characteristicsandconsequencesofeverydaynaturallearning opportunities. Topics in Early Childhood Special Education, 21, 68-92. Dunst, C. J., Bruder, M. B., Trivette, C. M., Raab, M., &McLean,M. (2001). Naturallearningopportunities for infants, toddlers, and preschoolers. Young Exceptional Children, 4(3), 18-25 (Erratum in Vol. 14(14), 25). Dunst, C. J., & Hamby, D. (1999a). Community life as sources of children’s learning opportunities. Children’s Learning Opportunities Report, 1(4). Dunst,C.J.,&Hamby,D.(1999b).Familylifeassources of children’s learning opportunities. Children’s Learning Opportunities Report, 1(3). April 2006 Volume 2, Number 4 CASE Dunst, C. J., Hamby, D., Trivette, C. M., Raab, M., & Bruder,M. B.(2000). Everydayfamilyandcommunity life and children’s naturally occurring learning opportunities. Journal of Early Intervention, 23, 151-164. Dunst, C. J., Herter, S., & Shields, H. (2000). Interest- based natural learningopportunities. Young Exceptional Children Monograph Series No. 2: Natural Environments and Inclusion, 37-48. Dunst, C. J., & Humphries, T. L. (2003, April). Achieving a better balance between child participation in everyday activity settings and child developmental benefits, Presentation made at theBiennial Meeting of the Society for Research in Child Development, Tampa,FL. Gallimore, R., & Goldenberg, C. N. (1993). The social construction and subjective reality of activity settings: Implications for community psychology. American Journal of Community Psychology, 21, 537-559. Hanft, B. E.,&Pilkington,K.O.(2000). Therapyinnaturalenvironments: Themeansorendgoalforearlyintervention? Infants and Young Children, 12(4),1-13. Kellegrew, D. H. (1998). Creating opportunities for occupation: An intervention to promote the self-care independenceofyoung children withspecialneeds. American Journal of Occupational Therapy, 52, 457-465. Mott, D. W., & Wilson, L. L. (2006). Further evidence for the validity of the asset-based context matrix. CASEinPoint, 2(4), 1-6. Raab,M.(2005).Interest-basedchildparticipationineverydaylearningactivities. CASEinPoint, 1(2),1-5. Raab,M.,&Dunst,C.J.(2004).Earlyinterventionpractitionerapproachestonaturalenvironmentinterventions. Journal of Early Intervention, 27, 15-26. Wilson, L. L., & Mott, D. W. (2005). Validity of the asset- based context matrix. CASEinPoint, 1(4), 1-4. Wilson, L. L., Mott, D. W., & Batman, D. (2004). The asset-based context matrix: A Tool for assessing children’s learning opportunities and participation innaturalenvironments.Topics in Early Childhood Special Education, 24, 110-120. Wolery, M. (1989). Using assessment information to plan instructional programs. In D. B. Bailey (Ed.), Assessing infants and preschoolers with handicaps (pp. 478-495). Englewood Cliffs, NJ: Merrill/Prentice Hall. Authors Linda L. Wilson, M.A. and Donald W. Mott, M.A. are both Senior Research Associates, Family, Infant and Preschool Program, Center for the Advanced Study of Excellence in Early Childhood and Family Support Practices, J. Iverson Riddle Developmental Center, Morganton, North Carolina. April 2006 Volume 2, Number 4 6 CASE Appendix Asset-Based Context Matrix© A Contexually-Based Assessment Protocol for Young Children and Families Linda L.Wilson & DonaldW. Mott Instructions The Asset Based Context (ABC) Matrix is an assessment tool for parents and practitioners to use to identify existing and potential contextually meaningful and functional learningopportunities and activitiesfor children. TheABC Matrix is completed by a child’s parents/primary caregivers, with participation of an early childhood practitionerwhendesired.TheABCMatrixfocusesonthreetypesoflearningcontexts(familyactivitysettings, community activity settings and early childhood program activities) and five characteristics of child behavior (interests, assets, functionality, opportunity, and participation). Information is gathered through conversations with parents/primary care providers, and through interactions with and observations of the child in natural environments and settings. Definition of Terms Activity Settings are the everyday experiences, opportunities, settings or events that involve a child’s interactions with people or objects providing him or her a basis for learning about one’s own abilities. interests are the child’s likes or preferences and include favorite toys, objects, people, or events that encourage engagement and participation in different activity settings. Assets are the child’s abilities, strengths, skills, and capabilities used to participate in interactions with objects or people and which produce desired social and nonsocial consequences and effects as a result of participation. Functional and Meaningful Activities areinteractionsbetweenchildrenandtheirsocialornonsocialsurroundings, where children use behavior purposefully to communicate, move, or interact with objects and people. Opportunity refers to the frequency, quantity, and quality of experiences occurring in activity settings promoting increased social and nonsocial child participation in everyday activity. Opportunity includes the number of chances and the quality of those chances that children have in everyday activity. Participation refers to the ways in which a child takes part in everyday activity, promoting child behavior that is both socially and culturally acceptable. Child participation is increased in ways that provide opportunities to learn, practice, and perfect abilities that permit a child to “fit” into his or her social and cultural groups and settings. Possibilities refer to new opportunities and ways of participating in everyday activity settings. Possibilities build on the child/family’s interests and assets, current opportunities, and participation, resulting in new ways of interacting with objects and people, as well as increased frequency, intensity and variety of opportunities. Copyright © 2002 • Family, Infant and Preschool Program CASE BackgroundInformation Identifying Information Child’s Name: Date Completed: Date of Birth: Child’sAge: Year Gender: Female Month Day Male AssessmentInformationAdministration Assessment Setting: Respondent’s Name: Administrator’s Name: Relationship to Child: Title: Assessment Purpose Purpose of this assessment: Additional comments about identifying information or administrative conditions: Copyright © 2002 • Family, Infant and Preschool Program CASE Components Activity Settings Child Interests ChildAssets Family Life Community Life Early ChildhoodPrograms Copyright © 2002 • Family, Infant and Preschool Program CASE Components Functional /Meaningful Interactions Current Opportunities Current Participation Possibilities Family Life Community Life Early Childhood Programs Copyright © 2002 • Family, Infant and Preschool Program CASE Asset-Based ContextMatrix©Assessment Questions Activity Settings • • • • • What does your child and family do every day or almost everyday? What are those things that have to be done, such as meals, dressing, bathing? What does your child and family do certain days, on weekends or times of the week/year? What are the special events in which your child and family participate? What are the special activities or events as part of your child and family’s life? Child/Family Interests • • • How does your child/family choose to spend time? What are your child’s favorite toys, people, and events? What things are interesting or enjoyable to your child and family? Child/FamilyAssets • • • What does your child and family work especially hard at doing? What are your child and family especially good at doing? What are your child and family’s strengths, skills, and accomplishments? Functional/Meaningful Interactions • • • • What does your child do to get started in play? What does your child do to keep play or an interaction with you or others going? How does your child get what he or she wants? How does your child get to where he or she wants to go? Opportunities • • • • What activities does your child get to do everyday? How often does your child get to do his or her favorite things? Where are the places your child gets to do the things he or she likes and can do? Who does your child get to play or interact with on a regular basis? Participation • • What does your child actually do during an activity that he or she likes to do and is good at doing? What are the specific ways in which your child participates in interactions with objects and people? Possibilities • • Whatarethewaysthatyourchild’scurrentopportunitiesandparticipationcanbeexpanded? Whatinteractionsandskillswouldyoulikeyourchildtodevelop? Copyright © 2002 • Family, Infant and Preschool Program CASE NotesandComments Copyright © 2002 • Family, Infant and Preschool Program